Max Weber
From Max Weber, Economy and Society, Chapter XI, pp.
956-958.
VIII. Bureaucracy
I: Characteristics of Bureaucracy
MODERN officialdom functions in the following specific manner:
I. There is the principle of fixed and official jurisdictional areas,
which are generally ordered by rules, that is, by laws or administrative
regulations.
1. The regular activities required for the purposes of the bureaucratically
governed structure are distributed in a fixed way as official duties.
2. The authority to give the commands required for the discharge of
these duties is distributed in a stable way and is strictly delimited by
rules concerning the coercive means, physical, sacerdotal, or otherwise,
which may be placed at the disposal of officials.
3. Methodical provision is made for the regular and continuous fulfilment
of these duties and for the execution of the corresponding rights; only
persons who have the generally regulated qualifications to serve are employed.
In public and lawful government these three elements constitute 'bureaucratic
authority.' In private economic domination, they constitute bureaucratic
'management.' Bureaucracy, thus understood, is fully developed in political
and ecclesiastical communities only in the modern state, and, in the private
economy, only in the most advanced institutions of capitalism. Permanent
and public office authority, with fixed jurisdiction, is not the historical
rule but rather the exception. This is so even in large political structures
such as those of the ancient Orient, the Germanic and Mongolian empires
of conquest, or of many feudal structures of state. In all these cases,
the ruler executes the most important measures through personal trustees,
table-companions, or court-servants. Their commissions and authority are
not precisely delimited and are temporarily called into being for each
case.
II. The principles of office hierarchy and of levels of graded authority
mean a firmly ordered system of super- and subordination in which there
is a supervision of the lower offices by the higher ones. Such a system
offers the governed the possibility of appealing the decision of a lower
office to its higher authority, in a definitely regulated manner. With
the full development of the bureaucratic type, the office hierarchy is
monocratically organized. The principle of hierarchical office authority
is found in all bureaucratic structures: in state and ecclesiastical structures
as well as in large party organizations and private enterprises. It does
not matter for the character of bureaucracy whether its authority is called
'private' or 'public.'
When the principle of jurisdictional 'competency' is fully carried through,
hierarchical subordination--at least in public office--does not mean that
the 'higher' authority is simply authorized to take over the business of
the 'lower.' Indeed, the opposite is the rule. Once established and having
fulfilled its task, an office tends to continue in existence and be held
by another incumbent.
III. The management of the modern office is based upon written documents
('the files'), which are preserved in their original or draught form. There
is, therefore, a staff of subaltern officials and scribes of all sorts.
The body of officials actively engaged in a 'public' office, along with
the respective apparatus of material implements and the files, make up
a 'bureau.' In private enterprise, 'the bureau' is often called 'the office.'
In principle, the modern organization of the civil service separates
the bureau from the private domicile of the official, and, in general,
bureaucracy segregates official activity as something distinct from the
sphere of private life. Public monies and equipment are divorced from the
private property of the official. This condition is everywhere the product
of a long development. Nowadays, it is found in public as well as in private
enterprises; in the latter, the principle extends even to the leading entrepreneur.
In principle, the executive office is separated from the household, business
from private correspondence, and business assets from private fortunes.
The more consistently the modern type of business management has been carried
through the more are these separations the case. The beginnings of this
process are to be found as early as the Middle Ages.
It is the peculiarity of the modern entrepreneur that he conducts himself
as the 'first official' of his enterprise, in the very same way in which
the ruler of a specifically modern bureaucratic state spoke of himself
as 'the first servant' of the state. The idea that the bureau activities
of the state are intrinsically different in character from the management
of private economic offices is a continental European notion and, by way
of contrast, is totally foreign to the American way.
IV. Office management, at least all specialized office management--
and such management is distinctly modern--usually presupposes thorough
and expert training. This increasingly holds for the modern executive and
employee of private enterprises, in the same manner as it holds for the
state official.
V. When the office is fully developed, official activity demands the
full working capacity of the official, irrespective of the fact that his
obligatory time in the bureau may be firmly delimited. In the normal case,
this is only the product of a long development, in the public as well as
in the private office. Formerly, in all cases, the normal state of affairs
was reversed: official business was discharged as a secondary activity.
VI. The management of the office follows general rules, which are more
or less stable, more or less exhaustive, and which can be learned. Knowledge
of these rules represents a special technical learning which the officials
possess. It involves jurisprudence, or administrative or business management.
The reduction of modern office management to rules is deeply embedded
in its very nature. The theory of modern public administration, for instance,
assumes that the authority to order certain matters by decree--which has
been legally granted to public authorities--does not entitle the bureau
to regulate the matter by commands given for each case, but only to regulate
the matter abstractly. This stands in extreme contrast to the regulation
of all relationships through individual privileges and bestowals of favor,
which is absolutely dominant in patrimonialism, at least in so far as such
relationships are not fixed by sacred tradition. Weber, M. 1921/1968. Economy
and Society. (G. Roth, C. Wittich, Eds. & Trans.) New York: Bedminster Press.
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